Securities Information

Securities in Issue

As at 4 November 2016, allotted, called up and fully paid:
26,952,659 ordinary shares of 10 pence each.

Significant Shareholdings

According to the company’s register or notifications received, the following shareholders each held 3% or more of the company’s issued share capital:

Shareholder Name Number of Shares % Holding
Meredian Trust* 7,926,560 29.4%
Victor Clewes 4,558,750 16.9%
Jason Sayers 3,688,120 13.7%
Roy Sayers 1,762,160 6.5%
Roscoe Urosevic 1,309,690 4.9%
Livingbridge VC LLP 2,644,000 9.8%
Ennismore Fund Management Limited 1,538,480 5.7%
Blackrock, Inc 850,000 3.2%

*Roy Sayers is the settlor of the Meredian Settlement Trust and, together with his wife, Dawn Sayers, is a trustee of the Meredian Settlement Trust. Jason Sayers is a life tenant of the Meredian Settlement Trust and, together with Dawn Sayers (his mother), is the beneficiary of the Meredian Settlement Trust. Jason Sayers and Roy Sayers are together beneficially interested in the Ordinary Shares held by the Meredian Settlement Trust.

The percentage of the ordinary shares that are not held in public hands is 71.6%.

There are no restrictions on the transfer of Filta Group Holdings plc’s AIM securities.

Filta Group Holdings plc has not applied or agreed to have any of its securities (including its AIM securities) admitted or traded on any other exchanges or trading platforms.